Abiopharma

🔍 Evans Daron (Executive)

Company: Rezolute, Inc. (RZLT)

Report Date: 2025-12-15

Detailed Transactions and Holdings:

• Acquired 40,000 shares of Common Shares at $1.766 per share (Direct)
  Date: 2025-12-15 | Code: P | equity_swap_involved: false | shares_owned_after: 415,900.00 | transaction_form_type: 4 | Footnotes: F1
• Acquired 2,500 shares of Common Shares at $1.785 per share (Direct)
  Date: 2025-12-15 | Code: P | equity_swap_involved: false | shares_owned_after: 7,000.00 | transaction_form_type: 4 | Footnotes: F2
• Acquired 2,500 shares of Common Shares at $1.79 per share (Direct)
  Date: 2025-12-15 | Code: P | equity_swap_involved: false | shares_owned_after: 7,000.00 | transaction_form_type: 4
• Holds 0 shares of Common Shares (Direct)
  Date: 2025-12-15 | Code: H | nature_of_ownership: Held by minor child #1 | shares_owned_after: 23,000.00
• Holds 0 shares of Common Shares (Direct)
  Date: 2025-12-15 | Code: H | nature_of_ownership: Held by spouse | shares_owned_after: 20,000.00 | Footnotes: F2
• Holds 0 shares of Common Shares (Direct)
  Date: 2025-12-15 | Code: H | nature_of_ownership: Held by PoC Capital LLC | shares_owned_after: 40,000.00 | Footnotes: F3

Footnotes:

• F1: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.81, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
• F2: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.78 to $1.79, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
• F3: PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.