Abiopharma

🔍 Schultz S. Matthew (Executive)

Company: CLEANSPARK, INC. (CLSK)

Report Date: 2026-03-20

Detailed Transactions and Holdings:

• Holds 0 shares of Common Stock (Direct)
  Date: 2026-03-20 | Code: H | shares_owned_after: 2,455,145.00
• Holds 0 shares of Common Stock (Direct)
  Date: 2026-03-20 | Code: H | nature_of_ownership: By S M Schultz Irrevocable Trust | shares_owned_after: 480,000.00
• Holds 0 shares of Common Stock (Direct)
  Date: 2026-03-20 | Code: H | nature_of_ownership: By Spouse | shares_owned_after: 40,996.00
• Holds 0 shares of Series A Preferred (Direct)
  Date: 2026-03-20 | Code: H | shares_owned_after: 500,000.00
• Acquired 640,000 shares of Restricted Stock Units (Derivative)
  Date: 2026-03-20 | Code: A | equity_swap_involved: false | shares_owned_after: 640,000.00 | transaction_form_type: 4 | Footnotes: F5, F5
• Acquired 480,000 shares of Performance Stock Units (Derivative)
  Date: 2026-03-20 | Code: A | equity_swap_involved: false | shares_owned_after: 480,000.00 | transaction_form_type: 4 | Footnotes: F6, F6
• Acquired 1,816,000 shares of Performance Stock Units (Derivative)
  Date: 2026-03-20 | Code: A | equity_swap_involved: false | shares_owned_after: 1,816,000.00 | transaction_form_type: 4 | Footnotes: F7, F7
• Holds 400,000 shares of Employee Stock Options (Right to Buy) at $23.0 per share (Derivative)
  Date: 2026-03-20 | Code: H | Expires: 2031-04-16 | shares_owned_after: 400,000.00 | Footnotes: F1
• Holds 627,753 shares of Restricted Stock Units (Derivative)
  Date: 2026-03-20 | Code: H | shares_owned_after: 627,753.00 | Footnotes: F2, F2
• Holds 1,080,625 shares of Restricted Stock Units (Derivative)
  Date: 2026-03-20 | Code: H | shares_owned_after: 1,080,625.00 | Footnotes: F3, F3
• Holds 1,729,000 shares of Restricted Stock Units (Derivative)
  Date: 2026-03-20 | Code: H | shares_owned_after: 1,729,000.00 | Footnotes: F2, F2
• Holds 143,673 shares of Restricted Stock Units (Derivative)
  Date: 2026-03-20 | Code: H | shares_owned_after: 143,673.00 | Footnotes: F4, F4

Footnotes:

• F1: These Options were granted on April 16, 2021 and vested in equal monthly installments over 36 months.
• F2: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
• F3: These RSUs vest in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.
• F4: These RSUs vest in equal quarterly installments on February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.
• F5: These RSUs vest in equal annual installments over three years on March 20, 2027, March 20, 2028, and March 20, 2029, subject to the Reporting Person's continued employment or service with the Issuer through each such date.
• F6: Vesting of these Long-Term Incentive Plan ("LTIP") awards is contingent on the common stock achieving a specified target market price of at least $18.80 based on a 20-trading day average during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. The reported LTIP awards do not include LTIP awards in respect of a maximum of 480,000 shares of common stock for which such awards will vest in accordance with their terms upon achievement of specified performance goals tied to gross power under leases to customers for data centers, with threshold performance at 600 MW gross and maximum payout at 800 MW gross, during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029.
• F7: The number of shares under these Strategic Transformation Performance Awards ("STPA") represents the maximum number of common shares for which the STPAs will vest upon the Issuer's common stock achieving target market prices, based on a 20-trading day average, with threshold performance at $47 per share and maximum payout at $94 per share, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030. The reported STPA awards do not include 1,816,000 shares of common stock that vest upon achievement of performance goals tied to power under leases to customers for data centers that are operationally ready to host IT equipment and deliver services (RFS), with threshold performance at 1.0 GW and maximum payout at 2.5 GW, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030.