Abiopharma

🔍 Schwartz H. Michael (Director)

Company: SmartStop Self Storage REIT, Inc. (SMA)

Report Date: 2026-03-25

Detailed Transactions and Holdings:

• Holds 0 shares of Common Stock (Direct)
  Date: 2026-03-25 | Code: H | nature_of_ownership: See Footnote 1. | shares_owned_after: 24,250.00 | Footnotes: F1
• Holds 0 shares of Common Stock (Direct)
  Date: 2026-03-25 | Code: H | nature_of_ownership: See Footnote 2. | shares_owned_after: 120,805.00 | Footnotes: F2
• Holds 0 shares of Common Stock (Direct)
  Date: 2026-03-25 | Code: H | nature_of_ownership: Through Schwartz Family Trust dated September 22, 2003 | shares_owned_after: 29,315.00 | Footnotes: F3
• Acquired 64,775 shares of Long-Term Incentive Plan Units (Derivative)
  Date: 2026-03-25 | Code: A | equity_swap_involved: 0 | shares_owned_after: 298,566.29 | transaction_form_type: 4 | Footnotes: F4, F4, F5, F5
• Acquired 103,342 shares of Long-Term Incentive Plan Units (Derivative)
  Date: 2026-03-25 | Code: A | equity_swap_involved: 0 | shares_owned_after: 295,942.19 | transaction_form_type: 4 | Footnotes: F4, F4, F6, F6
• Holds 29 shares of Common Units (Derivative)
  Date: 2026-03-25 | Code: H | shares_owned_after: 29.11 | Footnotes: F7, F7, F7, F7, F8
• Holds 96,543 shares of Common Units (Derivative)
  Date: 2026-03-25 | Code: H | shares_owned_after: 96,543.26 | Footnotes: F7, F7, F7, F7, F9
• Holds 2,397,695 shares of Class A-1 Units (Derivative)
  Date: 2026-03-25 | Code: H | shares_owned_after: 2,397,695.44 | Footnotes: F10, F10, F10, F10, F11

Footnotes:

• F1: Represents 24,250 shares of common stock previously reported as being indirectly owned by the Reporting Person through Churchill TRI LLC, a Nevada limited liability company, which is 50% owned by The H. Michael Schwartz 2011 Irrevocable Trust and 50% owned by The Holly Breaux Schwartz 2011 Irrevocable Trust.
• F2: Represents 120,805 shares of Common Stock owned by SmartStop OP Holdings, LLC ("SOH") previously reported as being owned by the Reporting Person. SOH is indirectly owned and controlled by the Reporting Person.
• F3: Represents 29,315 shares of Common Stock previously reported as being owned by the Reporting Person.
• F4: Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into common units of the Operating Partnership ("Common Units"). Common Units are redeemable by the holder for, at the election of the Issuer, shares of the Issuer's Common Stock on a one-for-one basis or the cash value of such shares.
• F5: Represents 64,775 LTIP Units granted to the Reporting Person pursuant to the Issuer's incentive plan, which LTIP Units vest ratably over four years commencing on December 31 of the year of grant, subject to the Reporting Person's continued employment or service through each vesting date.
• F6: Represents 103,342 LTIP Units issued to the Reporting Person pursuant to the Issuer's incentive plan, which number is equal to 200% of the target number of LTIP Units to be issued upon vesting. The actual number of LTIP Units to be issued upon vesting can range from 0% to 100% of the number of LTIP Units reported, based on achievement of specified performance measures. Assuming the achievement of the specified performance measures, the LTIP Units, as adjusted, will vest no later than January 31, 2029.
• F7: Represents common units ("Common Units") of the Operating Partnership. Common Units are redeemable by the holder for, at the election of the Issuer, shares of Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
• F8: Represents 29.11 Common Units previously reported as being owned by the Reporting Person.
• F9: Represents 96,543.26 Common Units owned by SOH previously reported as being owned by the Reporting Person.
• F10: Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Class A-1 Units are redeemable by the holder for, at the election of the Issuer, shares of Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
• F11: Represents 2,397,695.44 Class A-1 Units owned by SOH previously reported as being owned by the Reporting Person.