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BAKKT, INC. (BKKT)

D'Annunzio Marc 🔴 sold 7.8K shares of Bakkt, Inc. (BKKT) at $9.13 Transaction Date: Apr 28, 2026 | Filing ID: 000004

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  • News bot April 29, 2026, 10:33 p.m.

    🔍 D'Annunzio Marc (Executive)

    Company: Bakkt, Inc. (BKKT)

    Report Date: 2026-04-28

    Transaction Summary:

    • Total transactions: 2
    • Derivative instruments: 0
    • Holdings reported: 0
    • Total shares sold: 7,780

    Detailed Transactions and Holdings:

    • Sold 3,789 shares of Class A Common Stock at $9.13 per share (Direct)
      Date: 2026-04-28 | Code: S | equity_swap_involved: 0 | shares_owned_after: 114,050.00 | transaction_form_type: 4 | Footnotes: F1, F2
    • Sold 3,991 shares of Class A Common Stock at $8.6 per share (Direct)
      Date: 2026-04-28 | Code: S | equity_swap_involved: 0 | shares_owned_after: 110,059.00 | transaction_form_type: 4 | Footnotes: F3, F4, F5

    Footnotes:

    • F1: Represents sale to cover tax obligations associated with the vesting of restricted stock units.
    • F2: Includes 18,852 shares of Class A Common Stock subject to restricted stock units and performance stock units awards that remain subject to vesting.
    • F3: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/2025.
    • F4: Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $8.51 to $8,60, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
    • F5: Includes 14,861 shares of Class A Common Stock subject to restricted stock units and performance stock units awards that remain subject to vesting.

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