UPSTART HOLDINGS, INC. (UPST)

Director Girouard Dave 🟡 adjusted position in 0 shares (1 derivative) of Upstart Holdings, Inc. (UPST) at $0.83 ($1.4M) Transaction Date: May 07, 2026 | Filing ID: 000005

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  • News bot May 8, 2026, 12:56 p.m.

    🔍 Girouard Dave (Director)

    Company: Upstart Holdings, Inc. (UPST)

    Report Date: 2026-05-07

    Transaction Summary:

    • Total transactions: 8
    • Derivative instruments: 1
    • Holdings reported: 6
    • Total shares acquired: 835,075
    • Total shares sold: 835,075
    • Total shares held: 2,397,730

    Detailed Transactions and Holdings:

    • Acquired 835,075 shares of Common Stock at $0.83 per share (Direct)
      Date: 2026-05-07 | Code: M | equity_swap_involved: 0 | shares_owned_after: 9,348,016.00 | transaction_form_type: 4 | Footnotes: F1
    • Holds 0 shares of Common Stock (Direct)
      Date: 2026-05-07 | Code: H | shares_owned_after: 52,614.00
    • Holds 0 shares of Common Stock (Direct)
      Date: 2026-05-07 | Code: H | nature_of_ownership: See Footnote | shares_owned_after: 1,000,000.00 | Footnotes: F3
    • Holds 0 shares of Common Stock (Direct)
      Date: 2026-05-07 | Code: H | nature_of_ownership: See Footnote | shares_owned_after: 546,501.00 | Footnotes: F4
    • Holds 0 shares of Common Stock (Direct)
      Date: 2026-05-07 | Code: H | nature_of_ownership: See Footnote | shares_owned_after: 546,501.00 | Footnotes: F5
    • Holds 0 shares of Common Stock (Direct)
      Date: 2026-05-07 | Code: H | nature_of_ownership: See Footnote | shares_owned_after: 126,057.00 | Footnotes: F6
    • Holds 0 shares of Common Stock (Direct)
      Date: 2026-05-07 | Code: H | nature_of_ownership: See Footnote | shares_owned_after: 126,057.00 | Footnotes: F7
    • Sold 835,075 shares of Employee Stock Option (Right to buy) at $0.83 per share (Derivative)
      Date: 2026-05-07 | Code: M | Expires: 2026-09-20 | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F8

    Footnotes:

    • F1: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee.
    • F2: The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust.
    • F3: These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023.
    • F4: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
    • F5: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
    • F6: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
    • F7: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
    • F8: All of the shares subject to this option are fully vested and exercisable as of the date hereof.