Abiopharma

🔍 Sugarman Steven (Director)

Company: PATRIOT NATIONAL BANCORP INC (PNBK)

Report Date: 2026-05-20

Detailed Transactions and Holdings:

• Acquired 575 shares of Restricted Stock Units (Derivative)
  Date: 2026-05-20 | Code: A | Expires: 2027-05-20 | Exercise: 2027-05-20 | equity_swap_involved: 0 | shares_owned_after: 1,700,533.00 | transaction_form_type: 4 | Footnotes: F2, F1
• Acquired 0 shares of Restricted Stock Units (Derivative)
  Date: 2026-05-20 | Code: A | Expires: 2027-05-20 | Exercise: 2027-05-20 | equity_swap_involved: 0 | shares_owned_after: 1,804,985.00 | transaction_form_type: 4 | Footnotes: F2, F1

Footnotes:

• F1: On May 20, 2026, pursuant to the Reporting Person's employment agreement with the Issuer, effective as of March 20, 2025 (the "Employment Agreement"), the Reporting Person was granted Restricted Stock Units ("RSUs") equal to: (i) 575 shares of Common Stock as a quarterly equity award for Q4 2025, and (ii) 104,452 shares of Common Stock as a quarterly equity award for Q1 2026 (collectively, the "May 2026 RSU Grants"). Each of the May 2026 RSU Grants will vest in twelve (12) equal monthly installments commencing on May 20, 2026 and ending on May 20, 2027. Pursuant to the terms of the Employment Agreement, the May 2026 RSU Grants are subject to a one-year restricted period expiring on May 20, 2027 and will be settled on the date of expiration of the restricted period.
• F2: N/A