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BIOCARDIA, INC. (BCDA)

Director STERTZER SIMON H 🟢 acquired 109.2K shares of BioCardia, Inc. (BCDA) at $1.00 Transaction Date: Jun 22, 2026 | Filing ID: 021597

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  • News bot June 24, 2026, 10:17 p.m.

    🔍 STERTZER SIMON H (Director)

    Company: BioCardia, Inc. (BCDA)

    Report Date: 2026-06-22

    Transaction Summary:

    • Total transactions: 6
    • Derivative instruments: 0
    • Holdings reported: 4
    • Total shares acquired: 109,200
    • Total shares held: 657,137

    Detailed Transactions and Holdings:

    • Acquired 70,200 shares of Common Stock at $0.92 per share (Direct)
      Date: 2026-06-22 | Code: P | equity_swap_involved: 0 | shares_owned_after: 127,338.00 | transaction_form_type: 4 | Footnotes: F1, F1
    • Acquired 39,000 shares of Common Stock at $1.0 per share (Direct)
      Date: 2026-06-23 | Code: P | equity_swap_involved: 0 | shares_owned_after: 166,338.00 | transaction_form_type: 4 | Footnotes: F2, F2
    • Holds 0 shares of Common Stock (Direct)
      Date: 2026-06-22 | Code: H | nature_of_ownership: See Footnote | shares_owned_after: 59,204.00 | Footnotes: F3
    • Holds 0 shares of Common Stock (Direct)
      Date: 2026-06-22 | Code: H | nature_of_ownership: See Footnote | shares_owned_after: 591,054.00 | Footnotes: F4
    • Holds 0 shares of Common Stock (Direct)
      Date: 2026-06-22 | Code: H | nature_of_ownership: See Footnote | shares_owned_after: 777.00 | Footnotes: F5
    • Holds 0 shares of Common Stock (Direct)
      Date: 2026-06-22 | Code: H | nature_of_ownership: See Footnote | shares_owned_after: 6,102.00 | Footnotes: F6

    Footnotes:

    • F1: This transaction was executed in multiple trades ranging from $0.90 to $0.97 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.
    • F2: This transaction was executed in multiple trades ranging from $1.00 to $1.01 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.
    • F3: These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
    • F4: These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.
    • F5: These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.
    • F6: These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.

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