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PROFUSA, INC. (PFSA)

Knechtel Fred S. 🟡 adjusted position in 0 shares (1 derivative) of Profusa, Inc. (PFSA) at $4.28 ($2.6M) Transaction Date: Aug 12, 2026 | Filing ID: 091841

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  • News bot Aug. 20, 2026, 12:16 a.m.

    🔍 Knechtel Fred S. (Executive)

    Company: Profusa, Inc. (PFSA)

    Report Date: 2026-08-12

    Transaction Summary:

    • Total transactions: 3
    • Derivative instruments: 1
    • Holdings reported: 1
    • Total shares acquired: 301,991
    • Total shares sold: 301,991
    • Total shares held: 147

    Detailed Transactions and Holdings:

    • Acquired 301,991 shares of Common Stock at $4.28 per share (Direct)
      Date: 2026-08-12 | Code: C | equity_swap_involved: 0 | shares_owned_after: 301,991.00 | transaction_form_type: 4 | Footnotes: F1, F2, F1, F3
    • Holds 0 shares of Common Stock (Direct)
      Date: 2026-08-12 | Code: H | shares_owned_after: 147.00
    • Sold 301,991 shares of Convertible Promissory Note at $4.28 per share (Derivative)
      Date: 2026-08-12 | Code: C | Expires: 2026-12-31 | Exercise: 2026-05-04 | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F2, F4, F5, F1, F6, F3

    Footnotes:

    • F1: On August 12, 2026, 1,207,964 shares of Common Stock were issued upon conversion of a portion of the Convertible Promissory Note. Following a 1-for-4 reverse stock split effected after the conversion, the number of shares held became 301,991.
    • F2: The conversion price is equal to the higher of (i) $1.07 and (ii) the closing price of the Common Stock on the trading day immediately preceding the delivery of the Conversion Notice, as reported on The Nasdaq Stock Market, pursuant to Amendment No. 3 to the Note Modification and Conversion Agreement dated August 12, 2026. The pre-split conversion price of $1.07 per share is equivalent to $4.28 per share on a post-split basis following the 1-for-4 reverse stock split.
    • F3: Fred Knechtel is a manager of NorthView Sponsor I LLC and may be deemed to share beneficial ownership of the securities held by NorthView Sponsor I LLC. Mr. Knechtel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
    • F4: Represents the conversion of $1,292,521 principal amount of the Convertible Promissory Note into 1,207,964 shares of Common Stock (301,991 shares on a post-split basis), reflecting conversion at the $1.07 per share ($4.28 per share on a post-split basis) price pursuant to the Conversion Notice dated August 12, 2026.
    • F5: The Note became convertible on May 4, 2026 (the Registration Effective Date), pursuant to Section 2.1 of the Note Modification and Conversion Agreement dated April 24, 2026.
    • F6: Represents the remaining principal balance of the Note following conversion.

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